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Licensing & Compliance

D H Flinders provides locensing and compliance services to a range of Australian and international investment managers.

The services we provide include:

  • Project management of Australian Financial Service Licence (AFSL) applications
  • Project management of Australian Credit Licence (ACL) applications
  • Responsible Manager and Compliance Committee roles
  • General compliance advice in relation to AFSL and ACL obligations
  • Corporate Authorised Representative appointments
 
   
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