D H Flinders provides licensing and compliance services to a range of Australian and international investment managers.
The licensing and compliance services we provide, include :
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Project management of Australian Financial Service License (AFSL) applications
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Project management of Australia Credit Licence (ACL) applications
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Responsible Manager and Compliance Committee roles
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General compliance advice in relation to AFSL and ACL obligations
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Corporate Authorised Representative appointments
Through our associated company Vasco Investment Managers Limited, D H Flinders is able to provide managed investment trust services to overseas investors in the Australian market as well as trustee and responsible entity services.
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